How to Submit a Claim for a Medical Device to the FDA
Step-by-step guide for reporting non-compliant medical devices to the U.S. Food and Drug Administration
Understanding FDA Medical Device Oversight
The FDA regulates medical devices in the United States under the Federal Food, Drug, and Cosmetic Act. When devices violate regulations or pose risks to public health, formal complaints trigger investigations and potential enforcement actions.
Types of FDA Reports
Medical Device Reporting (MDR)
Mandatory for manufacturers, importers, and device user facilities when devices cause or contribute to serious injury or death.
Voluntary Reports
Any person can voluntarily report device problems, including:
- Product quality issues
- Adverse events
- Use errors
- Product labeling concerns
Whistleblower Complaints
Protected reporting of regulatory violations by industry insiders.
FDA Device Classification and Requirements
Understanding device classification helps identify violations:
Class I (Low Risk)
- General controls only
- Most exempt from premarket notification
Class II (Moderate Risk)
- General controls plus special controls
- Usually require 510(k) clearance
Class III (High Risk)
- Require Premarket Approval (PMA)
- Most stringent regulatory controls
Step-by-Step Complaint Process
1. Determine the Appropriate Reporting Method
MedWatch (FDA Form 3500)
For adverse events and product problems:
- Online submission at FDA MedWatch
- Phone: 1-800-FDA-1088
- Mail/Fax options available
CDRH Allegations of Regulatory Misconduct
For regulatory violations without immediate health risks:
- Email: CDRHAllegations@fda.hhs.gov
- Include detailed evidence of violations
Office of Criminal Investigations
For suspected fraud or criminal activity:
- Contact FDA OCI field offices
- Coordinate with Department of Justice
2. Gather Required Information
Essential details for your report:
Device Identification
- Brand name and common name
- Model and catalog numbers
- Manufacturer name and address
- FDA registration/listing numbers (if known)
Problem Description
- What went wrong
- When it occurred
- How discovered
- Patient impact
Supporting Documentation
- Photos of device and packaging
- Medical records (if applicable)
- Correspondence with manufacturer
- Test results or analysis
3. Complete the Report
For MedWatch Submissions
Include:
- Reporter information (can remain confidential)
- Device details
- Event description
- Outcomes
- Relevant dates
For Regulatory Allegations
Structure your complaint:
- Executive summary
- Specific violations of FDA regulations
- Evidence documentation
- Public health implications
- Requested FDA action
4. Submit and Track
After submission:
- Save confirmation numbers
- Document submission date
- Follow up if no response within 30 days
- Consider congressional representative assistance for urgent matters
Common FDA Violations to Report
Misbranding (21 CFR 801)
- False or misleading labeling
- Missing required warnings
- Unapproved medical claims
Adulteration (21 CFR 820)
- Quality system regulation failures
- Manufacturing defects
- Contamination issues
Premarket Violations
- Marketing without 510(k) clearance
- Unauthorized Class III devices
- Exceeding cleared indications
Registration and Listing Failures
- Unregistered establishments
- Unlisted devices
- Import violations
FDA’s Response Process
Initial Triage (1-5 business days)
FDA assesses severity and assigns priority
Investigation Phase
May include:
- Facility inspections
- Document reviews
- Product testing
- Manufacturer interviews
Potential Enforcement Actions
- Warning Letters
- Import alerts
- Seizures
- Injunctions
- Criminal prosecution
- Mandatory recalls
Benefits of Using MD Watchdog for FDA Complaints
Expert Documentation
Our team ensures complaints meet FDA technical standards and cite appropriate regulations.
Comprehensive Evidence Package
We compile professional documentation packages that facilitate FDA review.
Anonymous Submission
Protect your identity while ensuring critical safety information reaches FDA.
Follow-up Coordination
We track complaint status and can escalate through appropriate channels.
Reduced Complexity
Navigate the complex FDA reporting landscape with expert guidance.
Case Examples
Case 1: Uncleared Diagnostic Software
A mobile app diagnosing heart conditions operated without 510(k) clearance.
Complaint Focus:
- Violation of Section 510(k) requirements
- Misbranding under Section 502
- Potential Class II device marketed without clearance
Result: FDA Warning Letter issued, app removed from U.S. app stores
Case 2: Contaminated Surgical Instruments
Reusable surgical devices with inadequate reprocessing instructions.
Complaint Focus:
- Violation of 21 CFR 820 (Quality System Regulation)
- Inadequate Instructions for Use
- Patient infection risk
Result: Class I recall initiated, revised labeling required
Special Considerations for Software as Medical Device (SaMD)
FDA increasingly focuses on digital health. Report:
- Diagnostic apps without proper classification
- AI/ML devices making unsubstantiated claims
- Clinical decision support exceeding FDA guidance
- Mobile medical apps violating policy
International Coordination
FDA coordinates with international regulators:
- IMDRF: International Medical Device Regulators Forum
- MDSAP: Medical Device Single Audit Program
- Mutual Recognition Agreements with certain countries
When NOT to Use Standard Complaint Channels
Immediate dangers require urgent action:
- Call FDA’s 24-hour emergency number: 1-866-300-4374
- Contact local FDA district office
- Coordinate with healthcare facilities for immediate patient notifications
Tips for Effective FDA Complaints
Be Specific
Reference exact regulations, include device identifiers, provide quantifiable risks.
Document Everything
Maintain records of all communications, save original evidence, create detailed timelines.
Focus on Public Health
Emphasize patient safety impacts, not business disputes or competitive concerns.
Professional Tone
Avoid emotional language, stick to facts, suggest appropriate remedial actions.
Conclusion
FDA complaints are vital for maintaining medical device safety in the United States. While the process can seem daunting, proper preparation and documentation significantly increase the likelihood of FDA action.
MD Watchdog streamlines this process by providing expert review, ensuring regulatory compliance, and maintaining reporter anonymity. Our volunteer professionals transform your concerns into actionable complaints that protect public health.
Take Action Now
Don’t let non-compliant devices risk patient safety. If you’ve identified a potentially dangerous or non-compliant medical device in the U.S. market:
Submit your report through MD Watchdog - We’ll ensure your complaint reaches FDA in the most effective format.
Resources and References
- FDA MedWatch Online Reporting
- CDRH Learn Training Modules
- FDA Medical Device Databases
- 21 CFR Parts 800-1299 (Medical Device Regulations)
- FDA Enforcement Actions Database
Contact Information
FDA Main Number: 1-888-INFO-FDA (1-888-463-6332) MedWatch: 1-800-FDA-1088 CDRH Allegations: CDRHAllegations@fda.hhs.gov Import Questions: CDRHImports@fda.hhs.gov