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How to Submit a Claim for a Medical Device to the FDA

Step-by-step guide for reporting non-compliant medical devices to the U.S. Food and Drug Administration

MD Watchdog Team
November 1, 2025
10 min read
intermediate
#FDA #compliance #regulatory #USA #complaint process

Understanding FDA Medical Device Oversight

The FDA regulates medical devices in the United States under the Federal Food, Drug, and Cosmetic Act. When devices violate regulations or pose risks to public health, formal complaints trigger investigations and potential enforcement actions.

Types of FDA Reports

Medical Device Reporting (MDR)

Mandatory for manufacturers, importers, and device user facilities when devices cause or contribute to serious injury or death.

Voluntary Reports

Any person can voluntarily report device problems, including:

  • Product quality issues
  • Adverse events
  • Use errors
  • Product labeling concerns

Whistleblower Complaints

Protected reporting of regulatory violations by industry insiders.

FDA Device Classification and Requirements

Understanding device classification helps identify violations:

Class I (Low Risk)

  • General controls only
  • Most exempt from premarket notification

Class II (Moderate Risk)

  • General controls plus special controls
  • Usually require 510(k) clearance

Class III (High Risk)

  • Require Premarket Approval (PMA)
  • Most stringent regulatory controls

Step-by-Step Complaint Process

1. Determine the Appropriate Reporting Method

MedWatch (FDA Form 3500)

For adverse events and product problems:

  • Online submission at FDA MedWatch
  • Phone: 1-800-FDA-1088
  • Mail/Fax options available

CDRH Allegations of Regulatory Misconduct

For regulatory violations without immediate health risks:

Office of Criminal Investigations

For suspected fraud or criminal activity:

  • Contact FDA OCI field offices
  • Coordinate with Department of Justice

2. Gather Required Information

Essential details for your report:

Device Identification

  • Brand name and common name
  • Model and catalog numbers
  • Manufacturer name and address
  • FDA registration/listing numbers (if known)

Problem Description

  • What went wrong
  • When it occurred
  • How discovered
  • Patient impact

Supporting Documentation

  • Photos of device and packaging
  • Medical records (if applicable)
  • Correspondence with manufacturer
  • Test results or analysis

3. Complete the Report

For MedWatch Submissions

Include:

  • Reporter information (can remain confidential)
  • Device details
  • Event description
  • Outcomes
  • Relevant dates

For Regulatory Allegations

Structure your complaint:

  1. Executive summary
  2. Specific violations of FDA regulations
  3. Evidence documentation
  4. Public health implications
  5. Requested FDA action

4. Submit and Track

After submission:

  • Save confirmation numbers
  • Document submission date
  • Follow up if no response within 30 days
  • Consider congressional representative assistance for urgent matters

Common FDA Violations to Report

Misbranding (21 CFR 801)

  • False or misleading labeling
  • Missing required warnings
  • Unapproved medical claims

Adulteration (21 CFR 820)

  • Quality system regulation failures
  • Manufacturing defects
  • Contamination issues

Premarket Violations

  • Marketing without 510(k) clearance
  • Unauthorized Class III devices
  • Exceeding cleared indications

Registration and Listing Failures

  • Unregistered establishments
  • Unlisted devices
  • Import violations

FDA’s Response Process

Initial Triage (1-5 business days)

FDA assesses severity and assigns priority

Investigation Phase

May include:

  • Facility inspections
  • Document reviews
  • Product testing
  • Manufacturer interviews

Potential Enforcement Actions

  • Warning Letters
  • Import alerts
  • Seizures
  • Injunctions
  • Criminal prosecution
  • Mandatory recalls

Benefits of Using MD Watchdog for FDA Complaints

Expert Documentation

Our team ensures complaints meet FDA technical standards and cite appropriate regulations.

Comprehensive Evidence Package

We compile professional documentation packages that facilitate FDA review.

Anonymous Submission

Protect your identity while ensuring critical safety information reaches FDA.

Follow-up Coordination

We track complaint status and can escalate through appropriate channels.

Reduced Complexity

Navigate the complex FDA reporting landscape with expert guidance.

Case Examples

Case 1: Uncleared Diagnostic Software

A mobile app diagnosing heart conditions operated without 510(k) clearance.

Complaint Focus:

  • Violation of Section 510(k) requirements
  • Misbranding under Section 502
  • Potential Class II device marketed without clearance

Result: FDA Warning Letter issued, app removed from U.S. app stores

Case 2: Contaminated Surgical Instruments

Reusable surgical devices with inadequate reprocessing instructions.

Complaint Focus:

  • Violation of 21 CFR 820 (Quality System Regulation)
  • Inadequate Instructions for Use
  • Patient infection risk

Result: Class I recall initiated, revised labeling required

Special Considerations for Software as Medical Device (SaMD)

FDA increasingly focuses on digital health. Report:

  • Diagnostic apps without proper classification
  • AI/ML devices making unsubstantiated claims
  • Clinical decision support exceeding FDA guidance
  • Mobile medical apps violating policy

International Coordination

FDA coordinates with international regulators:

  • IMDRF: International Medical Device Regulators Forum
  • MDSAP: Medical Device Single Audit Program
  • Mutual Recognition Agreements with certain countries

When NOT to Use Standard Complaint Channels

Immediate dangers require urgent action:

  • Call FDA’s 24-hour emergency number: 1-866-300-4374
  • Contact local FDA district office
  • Coordinate with healthcare facilities for immediate patient notifications

Tips for Effective FDA Complaints

Be Specific

Reference exact regulations, include device identifiers, provide quantifiable risks.

Document Everything

Maintain records of all communications, save original evidence, create detailed timelines.

Focus on Public Health

Emphasize patient safety impacts, not business disputes or competitive concerns.

Professional Tone

Avoid emotional language, stick to facts, suggest appropriate remedial actions.

Conclusion

FDA complaints are vital for maintaining medical device safety in the United States. While the process can seem daunting, proper preparation and documentation significantly increase the likelihood of FDA action.

MD Watchdog streamlines this process by providing expert review, ensuring regulatory compliance, and maintaining reporter anonymity. Our volunteer professionals transform your concerns into actionable complaints that protect public health.

Take Action Now

Don’t let non-compliant devices risk patient safety. If you’ve identified a potentially dangerous or non-compliant medical device in the U.S. market:

Submit your report through MD Watchdog - We’ll ensure your complaint reaches FDA in the most effective format.

Resources and References

Contact Information

FDA Main Number: 1-888-INFO-FDA (1-888-463-6332) MedWatch: 1-800-FDA-1088 CDRH Allegations: CDRHAllegations@fda.hhs.gov Import Questions: CDRHImports@fda.hhs.gov

Ready to Report a Non-Compliant Device?

Our expert team will review your submission and file formal complaints with regulatory authorities.

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